Friday, July 12, 2013

Freedom of information advocacy: a global snapshot, from Open & Shut

I've had no time to blog this week due to family commitments, however thought it worth drawing attention to Peter Timmins' fascinating post on freedom of information, over at his Open & Shut blog.

Titled Freedom of information advocacy: a global snapshot, the post provides information on the recent report from the Freedom of Information Advocates Network about global Freedom of Information (FOI), also known as Right To Information (RTI), looking at the 95 jurisdictions (slightly under half of the world's countries) that currently have FOI or RTI laws.

Peter wrote the section for Australasia and Oceania and includes an extract in his post.

For the report itself, visit www.foiadvocates.net


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Monday, July 08, 2013

Delivering last decade's technology today - what has gone wrong with ATO eTAX?

Six months ago I blogged about the success of e-tax as an egovernment service.

Over the last 14 years the service had grown to an annual 2.5 million submissions, with growth of around 5% per year.

I called it an egovernment success story for Australia - and stand by that view. E-tax has done a great job of delivering a service most adult Australians needed, a way of completing our annual tax return in a much faster and simpler manner.

However the buzz around the Australian Tax Office's (ATO) launch of an Apple version of its e-tax software has been uniformly negative.

Error message in etax for Apple
Source: Sydney Morning Herald
Besides there being issues with the software not working under the default security settings for Apple's operating system (now fixed), the interface not complying with Apple's user interface standards (due to being a direct port from Windows), and the time it has taken for an Apple version (17 years), concerns have also been raised at the development cost (reportedly $5.2 million) and the entire approach - developing system-specific software rather than a web application.

When the ATO first launched e-tax (for Windows only) in 1997 on CD, it was considered a state-of-the-art egovernment service, showcasing the way ahead for government in moving from paper to a digital-first approach.

Over the years, as the service grew in popularity, so did the calls for the ATO to support other platforms - even create a web-based service.

The ATO continued developing e-tax, updating it every year with the latest tax law changes, refining the interface, improving the speed and logic and ensuring it worked with the latest versions of Windows - apparently spending over $39 million on the software to 2013, or an average of $2.8 million per year.

Of that, approximately $32 million went to the private company that developed the software, yes e-tax was outsourced from the start.

According to Crikey, in 2004 the Tax Commissioner indicated at Senate Estimates that the ATO hadn't seen substantial demand for versions of e-tax on other platforms, however by 2007 the ATO announced in a media release that they would test an Apple version in 2008.

These tests were subsequently abandoned and nothing further happened until 2011, when the ATO again said it had an Apple version almost ready - but again delayed it until 2013 due to issues.

The Apple version of e-tax released last Friday, reportedly cost $5.2 million to develop on top of the cost of the Windows product.

I can't verify how good this version is, as I've not yet succeeded in getting it to run on my Apple laptop.

However even if it runs perfectly, the ATO has reached a point where it needs to look beyond the current software-based approach to e-tax.

While understanding the ATO's commitment to security, in an age when the majority of Australians use the internet for their banking, companies use web-based financial, HR and CRM systems and the world's financial markets are managed through web-based trading systems, it doesn't make sense that the ATO is still developing and maintaining operating system specific software.

While I appreciate that not all Australians are online, that hasn't been a barrier to other commercial or government services offering online services, backed by face-to-face, phone or paper processes for people offline.

In fact the ATO's paper submission process works quite well - the design thinking employed by the ATO has borne a lot of fruit in this area.

From being a leader in the electronic tax return area, we've now dropped in the list significantly - with some other nations offering more sophisticated web-based solutions, or having opened the field to private companies who meet their tax office's requirements.

The ATO's centralised software-based approach is a good 20th Century solution, but an increasingly poor approach for the 21st Century as the range of devices people are using keeps increasing.

While the ATO might be able to justify cost-efficiencies in continuing to deliver e-tax as a software product, the writing is on the wall for operating system specific client software.

More and more software is moving online, with computers and other internet connection devices increasingly using web browsers essentially as their operating systems.

The risk the ATO faces is that the rising cost of maintaining and updating multiple copies of e-tax might leave the agency with less and less funds for product innovation.

In effect, if the ATO doesn't put a concerted effort into making the leap from software clients to software as a service it risks having e-tax become a white elephant, dragging down its future innovation capability.

Many organisations face this type of decision at some point. Deciding when to make a paradigm leap of  this type is hard, and quickly distinguishes good from bad management.

Microsoft is moving its products online as services, as is Adobe and companies such as Salesforce.com have led the way in replacing locally hosted CRM, HR, financial and other organisational systems with online equivalents.

Government agencies will need to make similar, if not identical, decisions. When to shift the services they provide, such as e-tax, from client to cloud, when to replace the services they use with cloud from client - and which they especially need to not replace.

Whatever impact the current media storm has on the ATO, I hope both political and public sector leadership is prepared to lead in this area. To change how they approach and deliver IT to deliver long-term efficiencies and improvements.

With the focus on the ATO, I hope they are able to step up. While their track record on egovernment is good, the environment has changed and they must change with it.

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Friday, July 05, 2013

My presentation to the UK Government Digital Service

I'm going to do a full post on my visit to the UK Government Digital Service (the GDS), but thought I'd lead with the presentation I gave to them regarding the state of Government 2.0 and open government in Australia, and how we've reached the point we're at.

Note this is purely my view of the situation - if I've gotten things wrong, please correct me so I keep it in mind when speaking to others.



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Thursday, July 04, 2013

How to shut down or redirect an official Ministerial or agency social media account

With the change in Australia's Prime Minister last week, the resignation of a large handful of Ministers, and the announcement of new Ministers this week, we've seen some interesting approaches to shutting down Ministerial Twitter accounts.

Senator Jacinta Collins closed her Ministerial account with two very-matter-of-fact tweets, redirecting people to the new Ministers:

Senator Conroy, Wayne Swan MP and Peter Garrett MP ended on higher notes, before the new Ministry was announced (therefore not redirecting to new Ministers):
My point in highlighting these tweets is to consider how Ministers and agencies should close down their Twitter or other social media accounts after losing a position (for a Minister) or are 'MOGed' (Machinery of Government) - merged into another agency or disbanded (for an agency or department).

Clearly there's a range of transition or shut down steps that need to be taken in any of these cases and social media can be at the bottom of the list of concerns. However as social channels are increasingly important methods for contacting a Minister or agency, there does need to be some care taken to continue monitoring live accounts and providing appropriate redirection instructions (as Senator Collins has done for her account).

So how should accounts be shutdown or redirected?

Here's some suggested steps:


  1. Transfer the account and keep operating it if feasible. Sure a person may have left a position, or an agency's duties may be subsumed into another department, however in many cases the role or responsibility hasn't disappeared entirely.

    A social media audience is an asset - companies and agencies pay a great deal of money to access the audiences 'owned' by media outlets and it is not sensible to throw away a Minister or agency's audience just because of a change in personnel.
  2. If a position is disappearing or an agency's role is ending, avoid an immediate shutdown or cessation of activity on an account. Yes Ministers can disappear overnight, and agencies can be swallowed up quite quickly, however it takes longer for all members of the community to get the message that a change has occurred.

    Abrupt disconnects can also be disrespectful if handled poorly, leaving a community upset and abandoned - just like walking away from a conversation with someone while you or they are in mid-sentence.

    Continue monitoring and communicating through the account for at least a few days, and preferably a few weeks to retain the connection with the community and allow a gradual withdrawal and redirection. This will help maintain the relationship during the transition and ensure that the new Minister or agency has a base to build on.
  3. Communicate the change actively, not just through tweets and posts, but also in the profile and 'about' information for an account. Tweets and posts appear and disappear in peoples' streams whereas profile information is there continually, ensuring followers and visitors can see the message at anytime.

    If continuing to communicate through the account (such as during a handover or to prevent issues around an immediate shutdown), ensure that you periodically communicate the change via tweets and posts as well.
  4. Give people somewhere to go. When shutting down an account, provide details of where people should go to continue to follow the topic. For an agency this means directing people to the new agency's social media accounts (if they have them), for a Minister it means (if the same party) directing them to the new Minister's social media accounts, as Senator Collins did in her accounts as illustrated above, or to the department or political party's accounts if the new Minister doesn't have a social presence.

    If there's a change in government occurring, it is unlikely that a Minister or their advisors would be very willing to provide the community with a link to their successor however, if the account is personally operated, redirecting to the ex-Minister's personal account or political party's account is an option instead.
In summary, if agencies and Ministers avoid abruptly ending the conversation (abandoning their audience), communicate the change clearly and provide a path for people who wish to continue to follow the topic and have a conversation, changes in social media accounts can be managed quite effectively without losing reputation or respect and avoiding negative consequences or attention.

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Tuesday, July 02, 2013

Is there a place for Agile in policy development?

The Agile software development methodology has changed the way many software companies operate.

The approach replaced production-line sequential and hierarchical 'waterfall' methods of developing code and services (based on the automobile production line), with iterative and responsive processes involving self-organising teams, continuous engagement and the division of bigger goals into short-term objectives - systems more attuned to the iterative modular nature of software.

Many of the top software and online services available today simply would not exist without Agile, or would be considerably less developed, from Microsoft Office to Facebook. Agile is also widely used by IT teams in government agencies, at varying degrees of sophistication and rigour.

Agile is said to increase productivity, reduce risk and improve ROI. However, that said, it isn't for the fainthearted, requiring organisational buy-in, discipline, commitment and a willingness to put customers and stakeholders at the centre of the development process, ahead of ideological or expert beliefs.

The question I have is whether Agile methodologies can be adapted to another process, which is still largely based on hierarchical systems, embedded interests and sequential design - government policy development.

The UK is currently committed to a major step towards an Agile-like policy approach, with a reform process to adapt an 'Open Policymaking' approach.

Detailed in http://my.civilservice.gov.uk, Open Policy mirrors a number of the attributes of Agile methodologies.


The approach intends to shift UK policy processes from being driven by top-down authority and fixed policy teams, towards co-design processes deeply involving stakeholders and managed by flexible policy teams drawn, based on skill, not status, from across government and other sectors.

The UK is even introducing the concept of contestable policy making, whereby the government is making funds available for organisations outside of government to develop policies, which would then be considered and potentially adopted by government as legislation, or integrated into agency-developed policy deliberations.

While open policy doesn't entirely reflect Agile methodologies, it draws from it in an attempt to create a new, more iterative and responsive approach to policy development.

With the UK's reforms still underway it is hard to yet assess whether the move to open policy will bear fruit. Trials of similar approaches (with varying levels of political and public sector commitment) elsewhere in the world are also still in early stages, so it is hard to identify successes - or failures - for open policy processes as yet.

However in an environment more complex and fast changing than ever before in history, open policy making attempts are likely to at minimum provide insights and significant lessons to governments who are prepared to innovate - learnings that could lead to improvements or changes to existing policy development processes.

To my thinking the key to this isn't necessarily the outcome - the key is to innovate in policy making, just as governments are seeking to innovate in other areas. If governments don't constantly try new things, measure the extent of change (improvement or otherwise) and share these learnings, then agencies and public sectors will ossify and undoubtably become fossils in a fast changing world.

To read more on open policymaking, see http://openpolicy.demsoc.org

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